Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard William Lambert is a financial professional with over 30 years of experience in the industry. Richard is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 2005. Richard has held previous registrations with Northwestern Mutual Investment Services, LLC and Robert W. Baird & Co. Incorporated. Richard holds Series 6, Series 63 and SIE licenses. Richard is registered in Florida, Minnesota, New Mexico, North Carolina, Ohio and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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WI
03/18/2005 - Present
Northwestern Mutual Investment Services, LLC (GERMANTOWN WI)
WI
07/09/1993 - 02/17/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
07/22/1993 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 08/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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