Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Kubis is a financial advisor with over 25 years of experience in the industry. He is currently registered with Cambridge Investment Research Advisors, Inc. and has previously worked with Raymond James Financial Services, Inc., Edward Jones, M&I Brokerage Services, Inc., Long Grove Trading Co., Northwestern Mutual Investment Services, LLC, and Robert W. Baird & Co. Incorporated. Richard has earned several industry licenses and holds the Series 6, 7, 63, and 66 licenses. He is committed to providing comprehensive financial planning, portfolio management, and investment advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
WI
02/22/2013 - Present
Cambridge Investment Research Advisors, Inc. (RACINE WI)
WI
02/11/2005 - 04/09/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (RACINE WI)
MO
01/02/2003 - 01/27/2005
EDWARD JONES (ST. LOUIS MO)
WI
01/10/2001 - 11/05/2002
M&I BROKERAGE SERVICES, INC. (MILWAUKEE WI)
MA
07/10/2000 - 02/02/2001
LONG GROVE TRADING CO. (BOSTON MA)
WI
03/24/1995 - 06/29/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
03/24/1995 - 06/21/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 05/01/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/23/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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