Unclaimed
Richard Krombach is a financial advisor with Thrivent Investment Management Inc. Richard has been in the financial services industry since 2003. Richard is registered to provide investment advice in Florida, Kentucky, Michigan, Ohio, West Virginia, and Wisconsin. Richard has passed the Series 7, Series 66, and SIE exams. Richard's primary business is providing financial planning and portfolio management services to individuals and corporations. Richard also has a separate business, Rickfixit, LLC, where Richard provides handyman services to individual homeowners.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
01/13/2009 - Present
Thrivent Investment Management Inc. (Worthington OH)
NJ
01/18/2006 - 12/26/2008
BCG SECURITIES, INC. (CHERRY HILL NJ)
MN
01/03/2003 - 01/19/2006
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BOTH
Issued 12/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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