Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Kelton is a financial advisor with over 28 years of experience in the industry. Richard is currently registered with Raymond James Financial Services, Inc. and has previously worked with Northwestern Mutual Investment Services, LLC and Robert W. Baird & Co. Incorporated. Richard holds a Series 6, 7, 63 and 65 licenses as well as the SIE. Richard's previous experience has been with both broker-dealers and investment advisors. Richard is registered in 36 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/03/2019 - Present
Raymond James Financial Services, Inc. (LATHAM NY)
NY
06/06/1994 - 09/27/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Latham NY)
WI
06/06/1994 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2005
Series 7 - General Securities Representative Examination
BC
Issued 05/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Kelton is the right advisor for you? Invested Better is here to help.
