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Richard William Harris

Cerity Partners Retirement Plan Advisors

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About Richard William Harris

Richard William Harris is a financial advisor with Cerity Partners Retirement Plan Advisors LLC. Richard is a Series 7, Series 31, and Series 66 licensed professional who has been in the industry since 2002. Richard is registered in Illinois as an Investment Advisor Representative. Prior to joining Cerity Partners, Richard worked at NFP ADVISOR SERVICES, LLC and MORGAN STANLEY DW INC. Richard focuses on providing retirement planning and financial wellness coaching. Richard's firm, Cerity Partners Retirement Plan Advisors, has over 16 billion dollars in assets under management and has a strong focus on providing retirement planning services to pension and profit-sharing plans.

Firm Information

Richard Harris is currently registered with Cerity Partners Retirement Plan Advisors. Cerity Partners Retirement Plan Advisors is a retirement plan advisory firm based in New York, NY. The firm has 53 investment adviser representatives and specializes in pension consulting, financial wellness coaching and other advisory services. They primarily serve pension and profit-sharing plans (599 clients) and state or municipal government entities (2 clients), managing over $16 billion in assets.
Cerity Partners Retirement Plan Advisors

99 PARK AVENUE

NEW YORK, NY 10016

$16.22B

Assets Under Management

2

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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financial wellness coaching

Financial wellness coaching

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Harris’s Registration & Firm History

NY

04/26/2019 - Present

Cerity Partners Retirement Plan Advisors (NEW YORK NY)

OR

08/29/2005 - 04/15/2015

NFP ADVISOR SERVICES, LLC (SALEM OR)

NY

12/20/2002 - 08/29/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 01/07/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/15/2015

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 12/19/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard William Harris.
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