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Richard William Gill

Marex Capital Markets Inc.

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About Richard William Gill

Richard William Gill is a financial professional with over 30 years of experience in the financial services industry. Richard has a broad range of experience in the securities industry, including positions at MF Global Inc., Refco Securities, LLC, Eastbridge Capital Inc., Beekman Partners, Ltd., E. F. Hutton & Company Inc. and CitiCorp Securities Markets, Inc. Richard is currently registered with Marex Capital Markets Inc. and holds Series 7, 27, 63, SIE, and 99TO licenses. Richard is registered to provide securities related services in New York.

Firm Information

Richard Gill is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Gill’s Registration & Firm History

NY

11/04/2013 - Present

Marex Capital Markets Inc. (NEW YORK NY)

NY

01/12/2006 - 12/12/2011

MF GLOBAL INC. (NEW YORK NY)

NY

01/28/1999 - 12/31/2005

REFCO SECURITIES, LLC (NEW YORK NY)

NY

07/21/1989 - 07/24/1997

EASTBRIDGE CAPITAL INC. (NEW YORK NY)

NA

08/22/1988 - 04/27/1989

BEEKMAN PARTNERS, LTD.

NA

12/17/1987 - 04/27/1988

E. F. HUTTON & COMPANY INC

NA

02/21/1986 - 05/01/1987

CITICORP SECURITIES MARKETS, INC.

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Licenses & Designations

BC

Issued 05/02/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/06/1988

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard William Gill.
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