Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard William Edwards is a financial advisor based in Albany, NY. Richard has been in the financial services industry for over 28 years and is currently registered with C. L. King & Associates, Inc. Richard holds a Series 7, Series 63, and Series 52TO securities licenses. He is also a registered representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/22/2007 - Present
C. L. King & Associates, Inc. (ALBANY NY)
NY
09/26/2006 - 06/28/2007
FIRST ALBANY CAPITAL INC. (ALBANY NY)
NY
06/07/1994 - 06/08/2006
FIRST ALBANY CAPITAL INC. (ALBANY NY)
NY
06/01/2004 - 07/14/2005
DESCAP SECURITIES, INC. (NEW YORK NY)
BC
Issued 10/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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