Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dutrisac is a financial advisor with over 30 years of experience in the industry. He is currently registered with Osaic Wealth, Inc. as a registered representative and investment advisor representative. Richard has held various roles in the financial industry, including roles with Securities America, Inc., LPL Financial LLC, National Planning Corporation, and Walnut Street Securities, Inc.. He has been involved in the financial industry since 1991. Richard holds a Series 7, Series 24, Series 52TO, and Series 53 license. Richard is a successor trustee, and also provides insurance services. Richard Dutrisac focuses on providing financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (COSTA MESA CA)
CA
08/14/2020 - 06/14/2024
SECURITIES AMERICA, INC. (COSTA MESA CA)
CA
11/29/2017 - 08/26/2020
LPL FINANCIAL LLC (COSTA MESA CA)
CA
02/11/2013 - 11/29/2017
NATIONAL PLANNING CORPORATION (COSTA MESA CA)
CA
11/16/1998 - 02/14/2013
WALNUT STREET SECURITIES, INC. (IRVINE CA)
NY
02/08/1991 - 11/17/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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