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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard William Comstock has over 30 years of experience in the financial services industry. Richard is currently registered with Stifel, Nicolaus & Company, Inc. as a Registered Representative and Investment Advisor Representative and is a member of the firm's office in FAIRLAWN, OH. Prior to joining Stifel, Nicolaus & Company, Inc., Richard was registered with ROBERT W. BAIRD & CO. INCORPORATED, MCDONALD INVESTMENTS INC., and THE OHIO COMPANY. Richard is a Series 66, Series 7, Series 9, Series 10, Series 31, and SIE licensed professional. Richard is licensed to offer investment products and advice in Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, Missouri, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/22/2009 - Present
Stifel, Nicolaus & Company, Inc. (FAIRLAWN OH)
OH
06/30/2000 - 10/19/2006
ROBERT W. BAIRD & CO. INCORPORATED (AKRON OH)
OH
03/27/1992 - 07/05/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
10/31/1988 - 02/19/1992
THE OHIO COMPANY (CINCINNATI OH)
BOTH
Issued 01/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/20/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/29/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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