Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Clark is a financial professional with over 23 years of experience in the financial services industry. Richard has held various positions at firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated and Dean Witter Reynolds Inc. Currently, Richard is associated with Quasar Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WI
07/17/2001 - Present
Quasar Distributors, LLC (Milwaukee WI)
NY
11/01/1999 - 11/20/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/11/1999 - 09/11/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 02/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 01/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Clark is the right advisor for you? Invested Better is here to help.
