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Richard William Buffkin

Stirlingshire Investments

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About Richard William Buffkin

Richard Buffkin is a financial advisor with Stirlingshire Investments. Richard is a registered representative of the firm. Richard has been in the industry since 2012 and has over 10 years of experience in the field. Richard is Series 7 and Series 66 licensed. Richard is a board member of the WS Rotary Club. Richard's previous roles include positions at Thrivnet Investment Management Inc., Allstate Financial Services, LLC, AXA Advisors, LLC, VALIC Financial Advisors, Inc. and Edward Jones. Richard is a financial advisor who provides financial planning, educational seminars and selection of other advisors to clients.

Firm Information

Richard Buffkin is currently registered with Stirlingshire Investments. Stirlingshire Investments is a financial advisor headquartered in NEW YORK, NY. They provide financial planning, educational seminars, selection of other advisors, and portfolio management for individuals. The firm has 29 investment advisor representatives and manages approximately $69,214,156 in assets for 371 clients, primarily individuals other than high-net-worth clients.
Stirlingshire Investments

15 W 38TH ST.

NEW YORK, NY 10018

$69.21M

Assets Under Management

264

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Buffkin’s Registration & Firm History

NY

01/07/2024 - Present

Stirlingshire Investments (NEW YORK NY)

MN

02/23/2021 - 01/04/2024

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

NC

06/24/2019 - 07/02/2020

ALLSTATE FINANCIAL SERVICES, LLC (GREENSBORO NC)

NC

10/02/2017 - 04/12/2018

AXA ADVISORS, LLC (HIGH POINT NC)

NC

09/22/2014 - 10/08/2015

VALIC FINANCIAL ADVISORS, INC. (DURHAM NC)

NC

03/09/2012 - 12/13/2012

EDWARD JONES (WINSTON SALEM NC)

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Licenses & Designations

BOTH

Issued 11/14/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/12/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard William Buffkin.
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