Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard William Basler is a financial advisor who has been in the industry since 1970. Richard is currently registered with Raymond James Financial Services Advisors, Inc. in Missouri and Texas. Richard has been registered with Raymond James Financial Services Advisors, Inc. since 2009. Richard is also a registered investment advisor in Missouri and Texas. Prior to joining Raymond James Financial Services Advisors, Inc., Richard worked for Darpel Equities, Inc. and J.F. Darpel and Co., Inc. Richard holds a Series 63, Series 53, Series 24, Series 00, Series 52TO, Series 7TO, SIE and Series 1 license. Richard specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Richard has experience with a variety of client types, including high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MO
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (ST. LOUIS MO)
NA
10/02/1970 - 02/18/1977
DARPEL EQUITIES, INC.
NA
09/18/1970 - 03/26/1973
J. F. DARPEL AND CO., INC.
BC
Issued 06/15/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/12/1970
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Basler is the right advisor for you? Invested Better is here to help.
