Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Willdon Barnes is an Investment Advisor Representative at Kestra Advisory Services, LLC. Richard has been working in the financial services industry since 1982. Richard is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7, 22, 24, 63, and 66 licenses, in addition to the Securities Industry Essentials (SIE) exam. Richard's firm specializes in investment advisory services for a wide range of client types, including individuals, high-net-worth individuals, corporations, and charitable organizations. Richard also holds the Chartered Financial Consultant designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/16/2021 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
MA
09/09/1982 - 12/19/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
CA
08/01/2003 - 12/10/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
01/31/1983 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 10/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/07/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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