Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Whitman is a financial professional with over 40 years of experience in the industry. He has been registered with Western International Securities, Inc. since November of 2018, but has a long history in the industry, having worked for other firms such as Northeast Securities, LLC, Palisade Capital Securities, L.L.C., and The Benchmark Company, Inc.. Richard Whitman specializes in financial planning, pension consulting, educational seminars, and portfolio management. He works with individuals, families, and businesses. He is registered with the state of California, Florida, New Jersey, North Carolina, Pennsylvania, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/20/2019 - Present
Western International Securities, Inc. (Massapequa NY)
NJ
11/21/2018 - 12/31/2018
WESTERN INTERNATIONAL SECURITIES, INC. (Glen Rock NJ)
NJ
08/03/2005 - 12/31/2018
NORTHEAST SECURITIES, LLC (Glen Rock NJ)
NJ
06/09/1999 - 08/03/2005
PALISADE CAPITAL SECURITIES, L.L.C. (FORT LEE NJ)
NY
09/26/1989 - 05/13/1999
THE BENCHMARK COMPANY, INC. (NEW YORK NY)
NY
06/27/1989 - 10/04/1989
BREAN MURRAY, FOSTER SECURITIES INC. (NEW YORK NY)
NA
08/18/1981 - 07/13/1989
OPPENHEIMER & CO., INC.
NA
11/20/1980 - 09/21/1981
JOHN MUIR & CO.
NA
11/02/1977 - 11/28/1980
OPPENHEIMER & CO., INC.
NA
02/04/1975 - 12/04/1977
FAULKNER, DAWKINS & SULLIVAN INC.
NA
06/26/1974 - 04/12/1975
HAYDEN STONE INC.
NA
11/08/1973 - 09/16/1974
SHEARSON HAYDEN STONE INC.
NA
07/11/1972 - 11/08/1973
SHEARSON, HAMMILL & CO., INCORPORATED
IA
Issued 07/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1977
PC - AMEX Put and Call Exam
BC
Issued 07/07/1972
Series 1 - Registered Representative Examination
Active
Inactive
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