Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Whitfield Brown is a financial advisor who has been in the industry since 1988. He is currently registered with Cetera Advisor Networks LLC and holds Series 63, Series 24, SIE, and Series 7 licenses. Richard has previously worked for Summit Brokerage Services, Inc., McDonald Investments Inc., and Raymond James & Associates, Inc.. He is licensed in 30 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/22/2019 - Present
Cetera Advisor Networks LLC (FORT MYERS FL)
FL
05/02/2003 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (FORT MYERS FL)
OH
01/01/1999 - 05/16/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
FL
10/19/1988 - 12/23/1998
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 12/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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