Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Keenan is a financial advisor with over 10 years of experience in the financial services industry. Richard has a broad range of experience in the financial services industry, having worked with Girard Securities, VSR Financial Services, and Mutual of Omaha Investor Services. Richard currently works for Raymond James & Associates, Inc. Richard provides financial planning, investment management services and retirement planning to individuals, corporations and other businesses. Richard holds the Series 7, Series 66 and SIE securities licenses. Richard is also registered to provide investment advice in 13 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/07/2016 - Present
Raymond James & Associates, Inc. (Austin TX)
TX
04/10/2015 - 12/18/2015
GIRARD SECURITIES, INC. (AUSTIN TX)
TX
02/03/2014 - 04/13/2015
VSR FINANCIAL SERVICES, INC. (AUSTIN TX)
GA
02/26/2013 - 02/26/2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (ATLANTA GA)
BOTH
Issued 03/14/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Keenan is the right advisor for you? Invested Better is here to help.
