Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard West Weemhoff is a financial advisor at LPL Financial LLC, located in Fort Mill, SC. Richard has been in the industry since 2007. Richard holds a number of licenses and certifications including Series 7, 24, 52, 53, 55, 57, 66, 79 and 99. Richard has worked for several financial institutions throughout their career including Synergy Investment Group, LLC, SCF Securities, Inc., Western International Securities, Inc. and CUSO Financial Services, L.P. Richard's current firm, LPL Financial LLC, provides financial advice for a variety of clients including high-net-worth individuals, corporations, and pension and profit-sharing plans. Richard is also registered with the state of North Carolina and South Carolina as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
10/27/2023 - Present
LPL Financial LLC (FORT MILL SC)
NY
07/19/2022 - 08/23/2023
CADARET, GRANT & CO., INC. (SYRACUSE NY)
CA
07/19/2022 - 08/23/2023
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
TX
07/19/2022 - 08/23/2023
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
CA
07/19/2022 - 08/23/2023
SCF SECURITIES, INC. (SAN DIEGO CA)
CA
07/19/2022 - 08/23/2023
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
07/19/2022 - 08/23/2023
WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)
SC
09/02/2011 - 07/19/2022
LPL FINANCIAL LLC (FORT MILL SC)
NC
03/18/2010 - 04/14/2011
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
05/24/2007 - 03/18/2010
SYNERGY INVESTMENT GROUP, LLC (CHARLOTTE NC)
BOTH
Issued 07/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/2017
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/21/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/04/2011
Series 4 - Registered Options Principal Examination
BC
Issued 05/20/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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