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Richard Wesley Hightower

Zions Direct, Inc.

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About Richard Wesley Hightower

Richard Hightower is a financial advisor with Zions Direct, Inc. based in Houston, Texas. He has been in the industry for less than a year, having passed his Series 63, Series 79TO and SIE exams recently. Richard is currently registered with the state of Texas and holds a FINRA registration with Zions Direct, Inc.

Firm Information

Richard Hightower is currently registered with Zions Direct, Inc.. Zions Direct, Inc. is a Corporation that was formed on February 7, 1986. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been involved in 4 Regulatory Events and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Hightower’s Registration & Firm History

TX

06/08/2023 - Present

Zions Direct, Inc. (Houston TX)

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Licenses & Designations

BC

Issued 07/01/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/07/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/21/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Wesley Hightower.
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