Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Sowers is a financial advisor with over 30 years of experience in the financial services industry. Richard is currently registered with Lifemark Securities Corp., and has held previous positions at Titan/Value Equities Group, Inc., InterSecurities, Inc., Meridian Associates, Inc., PaineWebber Incorporated, Thomson McKinnon Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Richard is licensed to provide financial advice in multiple states, including California, Colorado, Florida, Georgia, Indiana, Kentucky, New York, North Carolina, and Virginia. Richard provides financial planning, portfolio management for individuals, and selection of other advisors to clients. Richard is also the President and Writing Agent for VIP Capital, Inc., a life insurance, annuity, and long-term care insurance marketing brokerage firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/08/2012 - Present
Lifemark Securities Corp. (CLEARWATER FL)
CA
06/03/1994 - 03/07/1995
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
FL
11/10/1992 - 02/18/1994
INTERSECURITIES, INC. (ST. PETERSBURG FL)
NA
07/11/1991 - 10/16/1992
MERIDIAN ASSOCIATES, INC.
NJ
08/19/1986 - 03/06/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
10/07/1985 - 09/09/1986
THOMSON MCKINNON SECURITIES INC.
NA
09/20/1984 - 10/17/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 09/30/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/1993
Series 24 - General Securities Principal Examination
BC
Issued 12/22/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1990
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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