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Richard Wells Hughes

Arlington Financial Advisors, LLC

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About Richard Wells Hughes

Richard Wells Hughes is an investment advisor representative at Arlington Financial Advisors, LLC, located in SANTA BARBARA, CA. Richard has been in the industry for over 25 years and is registered with the state of California. Previously, Richard was with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Richard holds a Series 7, 63 and 65 licenses. Richard specializes in providing financial planning, pension consulting, and portfolio management for individuals.

Firm Information

Richard Hughes is currently registered with Arlington Financial Advisors, LLC. Arlington Financial Advisors, LLC is an investment advisor headquartered in Santa Barbara, CA. The firm manages approximately $944.5 million in assets for 1,810 clients, including high-net-worth individuals, pension and profit-sharing plans, and individuals other than high-net-worth. The firm offers financial planning, pension consulting, and portfolio management for individuals. They also provide selection of other advisors and participate in wrap fee programs.
Arlington Financial Advisors, LLC

100 E. DE LA GUERRA ST

SANTA BARBARA, CA 93101

$944.50M

Assets Under Management

2

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Hughes’s Registration & Firm History

CA

05/18/2016 - Present

Arlington Financial Advisors, LLC (SANTA BARBARA CA)

CA

12/07/2010 - 06/21/2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SANTA BARBARA CA)

CA

09/20/1997 - 12/09/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA BARBARA CA)

CA

05/09/1997 - 09/02/1997

MERCER GLOBAL SECURITIES LLC (IRVINE CA)

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Licenses & Designations

IA

Issued 02/06/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/07/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/21/2016

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard Wells Hughes.
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