Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Weiss has been in the financial services industry since 1998. Richard is currently registered with International Assets Advisory, LLC, International Assets Investment Management, LLC and Global Assets Advisory, LLC. Richard is a Registered Representative and Investment Advisor Representative, and also holds Series 7, 9, 10, 14, 24, 52TO, 55, 57TO, 63, 66, 79TO and 99TO licenses. Richard previously worked with Cantella & Co., Inc., Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, Investors Capital Corp., Commonwealth Financial Network, American Express Financial Advisors Inc., IDS Life Insurance Company, H&R Block Financial Advisors, Inc., Wedbush Morgan Securities Inc., Tucker Anthony Incorporated and First Albany Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
07/22/2020 - Present
International Assets Advisory, LLC (ORLANDO FL)
MA
10/20/2015 - 11/09/2017
CANTELLA & CO., INC. (BOSTON MA)
MA
08/13/2015 - 10/01/2015
CETERA ADVISOR NETWORKS LLC (LYNNFIELD MA)
MA
08/13/2015 - 10/01/2015
CETERA ADVISORS LLC (LYNNFIELD MA)
MA
08/13/2015 - 10/01/2015
CETERA FINANCIAL SPECIALISTS LLC (LYNNFIELD MA)
MA
08/13/2015 - 10/01/2015
CETERA INVESTMENT SERVICES LLC (LYNNFIELD MA)
MA
07/13/2004 - 10/01/2015
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MA
03/09/2004 - 04/19/2004
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
MN
06/05/2003 - 08/20/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/05/2003 - 08/20/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MI
06/30/1999 - 04/22/2002
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
CA
07/11/1997 - 01/28/1999
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
MA
01/03/1996 - 06/13/1997
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
09/12/1996 - 05/20/1997
FIRST ALBANY CORPORATION (NEW YORK NY)
BOTH
Issued 06/23/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 04/22/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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