Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Weintraub is a financial advisor with over 13 years of experience in the industry. Richard is currently registered with Citigroup Global Markets Inc. and holds licenses for both securities and investment advisory services. Richard has previously worked with UBS Securities LLC, UBS Financial Services Inc. and Goldman Sachs & Co. LLC. Richard's experience includes working with a wide range of clients, including individuals, corporations, pension plans and charitable organizations. Richard offers a variety of financial services, including investment management, financial planning, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/16/2024 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
02/05/2020 - 05/16/2024
UBS SECURITIES LLC (NEW YORK NY)
NJ
02/27/2020 - 05/15/2024
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/19/2011 - 02/26/2020
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BOTH
Issued 05/09/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/2021
Series 24 - General Securities Principal Examination
BC
Issued 07/11/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2011
Series 3 - National Commodity Futures Examination
BC
Issued 04/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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