Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Wayne Smith is a financial advisor with over 15 years of experience in the financial services industry. Richard has a Series 66, Series 7 and SIE. Richard is currently registered with Oneamerica Securities, Inc. and is also registered in Indiana. Richard has previously been employed by The Huntington Investment Company, Chase Investment Services Corp., Natcity Investments, Inc., and Pruco Securities, LLC. Richard is a highly experienced and knowledgeable financial advisor who can provide you with a variety of services, including financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
07/01/2011 - Present
Oneamerica Securities, Inc. (INDIANAPOLIS IN)
IN
07/30/2007 - 11/02/2009
THE HUNTINGTON INVESTMENT COMPANY (ZIONSVILLE IN)
IN
03/28/2006 - 08/07/2007
CHASE INVESTMENT SERVICES CORP. (INDIANAPOLIS IN)
IN
10/21/2005 - 03/30/2006
NATCITY INVESTMENTS, INC. (BROWNSBURG IN)
NJ
07/07/2004 - 10/14/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 07/17/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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