Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Wayne Slavik is a financial professional with over 25 years of experience in the industry. Richard is currently registered with Newbridge Financial Services Group, Inc. and is a Registered Representative. Richard is a Series 6, 7, 63, 65, and 66 licensed professional, as well as a Series 24 principal. Richard is also a Series 99TO and Series 79TO licensed professional. Richard's previous employers include Kovack Securities Inc. and Securities America, Inc. Richard has experience in portfolio management, financial planning, and insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees
1
2
FL
11/28/2023 - Present
Newbridge Financial Services Group, Inc. (BOCA RATON FL)
FL
01/25/2021 - 06/14/2023
KOVACK SECURITIES INC. (FORT LAUDERDALE FL)
FL
07/09/2020 - 01/21/2021
SECURITIES AMERICA, INC. (PLANTATION FL)
FL
07/23/2020 - 09/22/2020
INVESTACORP, INC. (MIAMI FL)
FL
04/09/2010 - 07/17/2020
INVESTACORP, INC. (MIAMI FL)
FL
05/14/1999 - 04/06/2010
INVESTACORP, INC. (MIAMI LAKES FL)
CA
01/08/1999 - 04/16/1999
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NJ
04/07/1998 - 11/25/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MA
04/16/1991 - 11/25/1991
KEYPORT FINANCIAL SERVICES CORP. (WELLESLEY HILLS MA)
BOTH
Issued 12/22/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/15/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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