Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Plamondon is a financial advisor with Lazari Capital Management, Inc. located in Woodland Hills, California. Richard has been in the financial services industry for over 30 years. Richard has experience working with high-net-worth individuals, corporations, and pension and profit-sharing plans. He is also a registered investment advisor in California, Nevada, and New York. Richard's areas of expertise include financial planning, pension consulting, and portfolio management. He offers a range of advisory services, including fixed fees, percentage of assets, and performance-based fees. Richard is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
09/16/2021 - Present
Lazari Capital Management, Inc. (WOODLAND HILLS CA)
CA
12/16/2009 - 10/04/2018
MUTUAL SECURITIES, INC. (Granada Hills CA)
CA
06/27/2001 - 12/17/2009
WEDBUSH MORGAN SECURITIES INC. (ENCINO CA)
CA
01/04/1993 - 07/30/2001
TRIQUEST FINANCIAL, INC. (GLENDALE CA)
NY
03/20/1991 - 01/14/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
11/21/1989 - 04/02/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 01/11/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/1999
Series 24 - General Securities Principal Examination
BC
Issued 02/23/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1989
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Richard Plamondon is the right advisor for you? Invested Better is here to help.
