Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Johnson has been a financial professional since 1974 and currently is associated with LPL Financial LLC, a financial services firm with over $50 billion in assets under management. Previously, Richard was associated with Simmons First Investment Group, Inc., Raymond James Financial Services, Inc., Williams, Buchanan & Company, Inc., Olde Discount Corporation, Stifel, Nicolaus & Company, Incorporated, Shearson/American Express Inc., Reinholdt & Gardner Incorporated, T. J. Raney & Sons, Inc., and Raney Securities Co Inc. Richard Johnson is licensed to conduct business in Arkansas and has extensive experience in the financial services industry, including working with individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
03/20/2019 - Present
LPL Financial LLC (LITTLE ROCK AR)
AR
12/02/2014 - 07/08/2019
SIMMONS FIRST INVESTMENT GROUP, INC. (LITTLE ROCK AR)
AR
07/30/2004 - 12/02/2014
SIMMONS FIRST INVESTMENT GROUP, INC. (LITTLE ROCK AR)
FL
10/27/1999 - 09/06/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NA
10/27/1989 - 03/26/1990
WILLIAMS, BUCHANAN & COMPANY, INC.
NA
10/14/1986 - 11/16/1987
OLDE DISCOUNT CORPORATION
NA
10/18/1979 - 01/03/1985
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NA
01/29/1979 - 11/19/1983
SHEARSON/AMERICAN EXPRESS INC.
NA
10/10/1978 - 01/26/1979
REINHOLDT & GARDNER INCORPORATED
NA
12/31/1974 - 11/06/1978
T. J. RANEY & SONS, INC.
NA
07/02/1974 - 02/04/1975
RANEY SECURITIES CO INC
BC
Issued 01/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/1981
Series 4 - Registered Options Principal Examination
BC
Issued 02/21/1980
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/14/1980
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1986
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/16/1979
Series 7 - General Securities Representative Examination
BC
Issued 06/25/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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