Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gardner has been in the financial services industry since October 1996. Richard is currently registered with Capital Investment Advisory Services, LLC. Richard is also a Registered Investment Advisor and holds Series 6, 7, 63, 65 and 66 licenses. Richard's specializations include financial planning, portfolio management for individuals, and portfolio management for businesses. Richard has a long history of providing financial services to a variety of clients, including individuals, businesses, and charitable organizations. Richard's focus is on providing personalized financial advice and guidance to help clients achieve their financial goals. Richard has a strong commitment to providing excellent customer service and building lasting relationships with clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
01/02/2013 - Present
Capital Investment Advisory Services, LLC (RALEIGH NC)
IN
10/01/1997 - 05/07/2002
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IN
10/22/1996 - 10/01/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
BOTH
Issued 02/28/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Gardner is the right advisor for you? Invested Better is here to help.
