Unclaimed
Richard Graham is a registered representative with Performance Trust Capital Partners, LLC, a firm with offices in Nashville, TN. Richard has over 10 years of experience in the financial services industry. He is licensed to sell securities in 21 states. His licenses include Series 7, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
06/29/2016 - Present
Performance Trust Capital Partners, LLC (Nashville TN)
GA
09/10/2010 - 04/27/2016
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 02/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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