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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Warren Torgerson is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Richard has been in the financial services industry since October 1985. Richard has been registered with the Securities and Exchange Commission (SEC) since 1997. Richard's primary focus is providing financial planning and portfolio management services to individuals, businesses, and retirement plans. Richard is a registered representative with Cambridge Investment Research, Inc. Richard also is the owner of SharePower Responsible Investing, a Registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MD
01/05/2017 - Present
Cambridge Investment Research Advisors, Inc. (Baltimore MD)
MD
05/06/1999 - 05/11/2015
FINANCIAL WEST GROUP (WESTMINSTER MD)
CA
01/03/1997 - 05/12/1999
PROGRESSIVE ASSET MANAGEMENT, INC. (SAN RAFAEL CA)
CA
06/04/1993 - 12/10/1996
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NY
09/24/1985 - 06/16/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/30/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 02/29/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/28/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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