Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Warren Flecca is an investment advisor representative with International Assets Investment Management, LLC. Richard has been in the securities industry since June 4, 1996. Richard is registered with the state of Florida as an investment advisor representative. Richard has previously been associated with Cetera Advisors LLC, Wells Fargo Clearing Services, LLC, LPL Financial LLC, Ameriprise Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley DW Inc., A. G. Edwards & Sons, Inc., Wachovia Securities, Inc., and Prudential Securities Incorporated. Richard has also held the following designations: None. Richard's firm, International Assets Investment Management, LLC, offers a variety of services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Richard's firm manages assets for high-net-worth individuals, corporations or other businesses, and individuals other than high-net-worth. Richard's firm has a total of 7168 accounts under management, of which 6573 are discretionary accounts. Richard's firm has a total of 50 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
12/06/2019 - Present
International Assets Investment Management, LLC (ORLANDO FL)
FL
02/01/2019 - 12/12/2019
CETERA ADVISORS LLC (MAITLAND FL)
FL
01/04/2016 - 02/27/2019
WELLS FARGO CLEARING SERVICES, LLC (CASSELBERRY FL)
FL
07/02/2012 - 01/14/2016
LPL FINANCIAL LLC (ORLANDO FL)
FL
11/07/2008 - 07/06/2012
AMERIPRISE FINANCIAL SERVICES, INC. (ORLANDO FL)
FL
09/08/2006 - 11/11/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ORLANDO FL)
FL
07/09/2004 - 09/22/2006
MORGAN STANLEY DW INC. (ORLANDO FL)
MO
07/26/2002 - 07/13/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
09/11/2000 - 08/12/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NY
06/05/1996 - 09/12/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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