Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Warner Holt is a financial advisor at Osaic Wealth, Inc. Richard has been a registered representative since 1986 and has worked at various firms prior to joining Osaic Wealth. Richard has a wide range of experience in the financial services industry. Richard is a Series 6, 7, and 63 licensed representative. Richard has a strong track record of success in helping clients achieve their financial goals. Osaic Wealth, Inc. is a firm that provides a variety of financial services to individuals, businesses, and institutions. Osaic Wealth, Inc. is committed to providing its clients with personalized financial advice and investment management services. Richard is a valuable asset to the Osaic Wealth, Inc. team and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
08/15/2011 - Present
Osaic Wealth, Inc. (ATLANTA GA)
GA
04/07/2010 - 08/02/2011
SECURITIES AMERICA, INC. (ATLANTA GA)
GA
08/21/2002 - 03/31/2010
GUNNALLEN FINANCIAL, INC (ATLANTA GA)
PA
11/06/2001 - 08/21/2002
FIRST SECURITY INVESTMENTS, INC. (KINGSTON PA)
GA
12/03/1999 - 11/05/2001
HAGAR FINANCIAL CORP. (ATLANTA GA)
AL
12/08/1992 - 12/03/1999
CAPITAL GROWTH MANAGEMENT INC. (BIRMINGHAM AL)
IN
01/13/1994 - 05/18/1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
11/07/1988 - 12/31/1992
INVESTORS BROKERAGE SERVICES, INC.
IL
11/25/1987 - 12/31/1992
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
AL
01/14/1988 - 11/14/1988
INVESTECH CAPITAL CORPORATION (BIRMINGHAM AL)
NA
10/23/1986 - 12/21/1987
INVESTORS BROKERAGE SERVICES, INC.
NA
06/12/1986 - 09/29/1986
TRAVELERS EQUITIES SALES, INC.
BC
Issued 05/12/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 06/11/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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