Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Wargo is an investment advisor representative with Raymond James Financial Services Advisors, Inc., registered with FINRA and the state of Oregon. Richard has been in the industry since January 2022. Richard is licensed to offer securities and investment advice in multiple states. Richard is a financial advisor at OnPoint Community Credit Union and OnPoint Investment Services, in addition to Raymond James. Richard has passed the General Securities Representative Examination, the Securities Industry Essentials Examination and the Uniform Combined State Law Examination. Richard works with a variety of clients, including high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Richard's approach to financial planning is based on providing personalized advice that meets the unique needs of each client. Richard's firm, Raymond James Financial Services Advisors, Inc., is a full-service financial services firm with a long history of providing investment advice and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OR
10/20/2022 - Present
Raymond James Financial Services Advisors, Inc. (Gresham OR)
OR
01/18/2022 - 10/21/2022
MML INVESTORS SERVICES, LLC (LAKE OSWEGO OR)
BOTH
Issued 02/28/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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