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Richard Ward Nicholas

Columbia Management Investment Distributors, Inc.

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About Richard Ward Nicholas

Richard Ward Nicholas is a financial professional with over 20 years of experience in the financial services industry. Nicholas is currently registered with Columbia Management Investment Distributors, Inc. in Boston, MA. He is a Series 6 and Series 63 licensed professional.

Firm Information

Richard Nicholas is currently registered with Columbia Management Investment Distributors, Inc.. Columbia Management Investment Distributors, Inc. is a corporation formed in April 1978. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in at least one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Nicholas’s Registration & Firm History

MA

12/11/2019 - Present

Columbia Management Investment Distributors, Inc. (BOSTON MA)

MA

05/01/2010 - 12/31/2017

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)

MA

05/24/2000 - 05/01/2010

COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 05/31/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/31/2017

SIE - Securities Industry Essentials Examination

BC

Issued 05/23/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Ward Nicholas.
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