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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Fairchild is a financial advisor with over 16 years of experience in the industry. Richard has been registered with Morgan Stanley since September 2023 and has a Series 7, Series 66, and SIE license. Prior to joining Morgan Stanley, Richard worked at RBC Capital Markets and Morgan Keegan & Company. Richard is a Chartered Financial Analyst (CFA) and specializes in providing investment advice to individuals and businesses. Richard currently works out of the Dallas, TX office of Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
09/29/2023 - Present
Morgan Stanley (Dallas TX)
TX
11/01/2011 - 10/11/2023
RBC CAPITAL MARKETS, LLC (DALLAS TX)
TX
07/25/2007 - 11/02/2011
MORGAN KEEGAN & COMPANY, INC. (DALLAS TX)
BOTH
Issued 08/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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