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Richard Walter Bolek

Independent Financial Group, LLC

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About Richard Walter Bolek

Richard Walter Bolek is a financial advisor with Independent Financial Group, LLC, located in Sun City West, Arizona. Richard Bolek has been a registered representative in the securities industry since June 12, 1991. Richard Bolek has passed the Series 6, Series 7, Series 26, and Series 63 exams. Richard Bolek has been with Independent Financial Group, LLC since April 2005. Richard Bolek holds the Certified Financial Planner designation.

Firm Information

Richard Bolek is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Bolek’s Registration & Firm History

AZ

10/10/2016 - Present

Independent Financial Group, LLC (SUN CITY WEST AZ)

AZ

11/16/1998 - 04/26/2005

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

CA

06/03/1993 - 11/16/1998

UNITED PACIFIC SECURITIES, INC. (CARLSBAD CA)

AZ

10/30/1992 - 05/05/1993

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

AZ

06/08/1992 - 10/16/1992

SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)

MN

01/03/1992 - 06/09/1992

FORTIS INVESTORS, INC. (OAKDALE MN)

CA

05/03/1991 - 01/03/1992

TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)

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Licenses & Designations

BC

Issued 05/07/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/26/1992

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1994

Series 7 - General Securities Representative Examination

BC

Issued 05/01/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Walter Bolek. Review regulatory record here.
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