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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Breining is an investment advisor representative with Gallagher Fiduciary Advisors, LLC. Richard has been in the industry since 1997. Richard has experience working for firms such as Triad Advisors, OSAIC Wealth, Inc. and Morgan Stanley. Richard is registered with FINRA and has a Series 7, Series 31 and Series 63 license. Richard also has a Series 65 license. Richard's firm Gallagher Fiduciary Advisors, LLC is a Registered Investment Advisor with the SEC. Gallagher Fiduciary Advisors, LLC provides financial planning, portfolio management, and pension consulting services. The firm has a diverse client base that includes high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and state and municipal government entities. Gallagher Fiduciary Advisors, LLC manages over $10 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
See schedule d misc. for explanation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/01/2024 - Present
Gallagher Fiduciary Advisors, LLC (New York NY)
NY
08/10/2023 - 08/23/2024
TRIAD ADVISORS LLC (New York NY)
NJ
06/01/2009 - 01/27/2023
MORGAN STANLEY (Paramus NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIDGEWOOD NJ)
NJ
10/08/1997 - 04/02/2007
MORGAN STANLEY DW INC. (RIDGEWOOD NJ)
IA
Issued 10/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 09/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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