Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Leatham is a financial professional with over 2 years of experience in the financial industry. Richard is currently registered with American Fidelity Securities, Inc. in Oklahoma City, Oklahoma. Richard is also registered with the states of California, Montana, Oregon and Washington. Prior to joining American Fidelity Securities, Inc. Richard was associated with WELLS FARGO CLEARING SERVICES, LLC in Salt Lake City, Utah. Richard holds Series 7TO, Series 66 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OK
06/08/2022 - Present
American Fidelity Securities, Inc. (OKLAHOMA CITY OK)
UT
03/03/2021 - 10/11/2021
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
BOTH
Issued 05/08/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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