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Richard Wade Austin

Carolinas Wealth Consulting LLC

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About Richard Wade Austin

Richard Wade Austin is a registered investment advisor representative with Carolinas Wealth Consulting LLC. Richard has been in the industry since 2012 and has a Series 7, Series 66 and SIE licenses. Richard is currently registered with the state of North Carolina. The advisor works primarily with high net worth individuals and corporations/businesses. Richard also works with charitable organizations and pension/profit-sharing plans. The advisor has worked with Carolinas Investment Consulting LLC since 2012, and with Carolinas Wealth Consulting LLC since 2019. Richard is a trustee for the R Austin Irrev Trust.

Firm Information

Richard Austin is currently registered with Carolinas Wealth Consulting LLC. Carolinas Wealth Consulting LLC is a registered investment advisor headquartered in Charlotte, NC, with over $1.3 billion in assets under management. The firm provides financial planning, portfolio management for individuals and businesses, and selection of other advisors. They serve a variety of client types, including high-net-worth individuals, corporations, and pension plans. They also offer a wrap fee program.
Carolinas Wealth Consulting LLC

5605 CARNEGIE BLVD. SUITE 400

CHARLOTTE, NC 28209

$1.34B

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Austin’s Registration & Firm History

NC

05/11/2019 - Present

Carolinas Wealth Consulting LLC (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 07/18/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Wade Austin.
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