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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Rogers has over 30 years of experience in the financial services industry. Richard is currently a Registered Representative and Investment Advisor Representative of Cetera Investment Advisers LLC. Richard also owns and operates Abbey Capital LLC, a financial services firm based in Canton, Massachusetts. Richard has held various roles with several financial institutions, including Morgan Stanley, Merrill Lynch, and Investors Capital Corporation. Richard has experience in a wide range of financial services, including financial planning, portfolio management, and retirement planning. Richard is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
03/21/2024 - Present
Cetera Investment Advisers LLC (CANTON MA)
MA
07/18/2018 - 08/10/2023
LPL FINANCIAL LLC (CANTON MA)
MA
10/03/2016 - 07/19/2018
CETERA ADVISORS LLC (BOSTON MA)
MA
08/27/2009 - 10/03/2016
INVESTORS CAPITAL CORP. (BOSTON MA)
MA
04/25/2008 - 09/01/2009
MUTUAL SERVICE CORPORATION (BRAINTREE MA)
MA
04/02/2007 - 04/28/2008
MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)
MA
12/01/2003 - 04/02/2007
MORGAN STANLEY DW INC. (BOSTON MA)
NY
07/27/1998 - 12/11/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/24/1995 - 07/30/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/09/1992 - 07/25/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 7/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/26/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 1/8/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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