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Richard W Oswald

State Farm Investment Management Corp.

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About Richard W Oswald

Richard Oswald is a financial professional with over 20 years of experience in the financial services industry. Richard is currently registered with State Farm Investment Management Corp. and is a Chartered Financial Consultant. Richard is a well-respected advisor who has a proven track record of providing quality financial advice to clients in the Carlinville, Illinois area. Richard is committed to helping clients achieve their financial goals, and he takes a personalized approach to financial planning. Richard's experience includes working with clients on a variety of financial planning needs, including retirement planning, investment management, and insurance.

Firm Information

Richard Oswald is currently registered with State Farm Investment Management Corp.. State Farm Investment Management Corp. is a terminated corporation formed on December 9, 1966, headquartered in Bloomington, IL. The firm primarily managed investment portfolios for individuals and investment companies. They managed a total of $10,164,536,171 in assets, all of which were discretionary.
State Farm Investment Management Corp.

ONE STATE FARM PLAZA

BLOOMINGTON, IL 61710-0001

$10.16B

Assets Under Management

Not reported

Total Clients

4,868

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Oswald’s Registration & Firm History

IL

06/20/2022 - Present

State Farm Investment Management Corp. (Carlinville IL)

IL

06/29/1999 - 07/09/2019

STATE FARM VP MANAGEMENT CORP. (CARLINVILLE IL)

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Licenses & Designations

BC

Issued 05/19/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/14/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard W Oswald.
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