Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Leet is a financial advisor who has been in the industry since 1985. Richard is currently registered as an investment advisor representative (IAR) with Vicus Capital, Inc., which has offices in both Hallstead and Lakewood, PA. Richard holds Series 6, 63, 65 and 26 securities licenses. Richard specializes in offering financial planning, pension consulting, educational seminars, and selection of other advisers for individuals and businesses. Richard also provides investment advisory services, including portfolio management, to high-net-worth individuals, charitable organizations, pension and profit sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
10/03/2019 - Present
Vicus Capital, Inc. (Hallstead PA)
PA
10/18/1985 - 10/01/2019
NATIONWIDE SECURITIES, LLC (LAKEWOOD PA)
IA
Issued 03/15/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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