linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Richard Viti

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Richard? Claim Your Profile

About Richard Viti

Richard Viti is a financial advisor who has been in the industry since 2010. Currently, Richard is registered with National Financial Services LLC, Fidelity Brokerage Services LLC and is licensed in Rhode Island. Richard has experience working with Morgan Stanley and Citizens Securities, Inc. Richard has a Series 6, 7, 24 and 63 license as well as the SIE exam.

Firm Information

Richard Viti is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Richard Viti’s Registration & Firm History

RI

04/14/2023 - Present

National Financial Services LLC (SMITHFIELD RI)

FL

08/11/2021 - 10/17/2022

MORGAN STANLEY (Sarasota FL)

RI

04/10/2013 - 08/10/2021

CITIZENS SECURITIES, INC. (JOHNSTON RI)

RI

01/03/2012 - 01/23/2012

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

03/23/2009 - 01/03/2012

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

Not sure if Richard Viti is right for you?

Licenses & Designations

BC

Issued 04/06/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/02/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2010

Series 7 - General Securities Representative Examination

BC

Issued 03/20/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Richard Viti.
Not sure if Richard Viti is right for you?