Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Visintine is a financial advisor with UBS Financial Services Inc. based in Columbus, OH. Richard has been a registered representative since 1985, working in the industry for over 38 years. He has extensive experience in financial planning, portfolio management, and securities. Richard works with a variety of clients including individuals, businesses, and institutions. He is committed to providing personalized financial advice and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
09/14/2007 - Present
UBS Financial Services Inc. (COLUMBUS OH)
OH
04/14/1989 - 09/17/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (UPPER ARLINGTON OH)
NA
04/15/1988 - 04/24/1989
ADVEST, INC.
NA
02/15/1988 - 05/05/1988
SHEARSON LEHMAN HUTTON INC.
NA
03/07/1985 - 04/12/1988
AETNA LIFE INSURANCE AND ANNUITY COMPANY
NA
03/07/1985 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
06/19/1983 - 08/28/1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
IA
Issued 12/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/29/1985
Series 3 - National Commodity Futures Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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