Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Vincent Miller is a financial professional with extensive experience in the securities industry. Richard is currently registered with Cantor Fitzgerald & Co. in New York, NY and holds the following licenses: Series 63, Series 87, Series 86, Series 7TO and the SIE. Richard has been actively involved in the financial services industry since 2021 and has a strong track record of providing exceptional service to clients. Richard is committed to helping investors achieve their financial goals and provides personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/16/2021 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
BC
Issued 06/11/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/06/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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