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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard VINCent Marinaro is a financial advisor currently associated with Cetera Investment Advisers LLC. Richard has been a financial advisor for over 37 years. Richard has a Series 6, 7, 63, and 65 licenses. Richard is also a Certified Financial Planner. Richard has experience working with a variety of clients including individuals, corporations, charitable organizations, pension and profit-sharing plans, high-net-worth individuals, and others. Richard is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
CRANSTON, RI
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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RI
03/21/2024 - Present
Cetera Investment Advisers LLC (CRANSTON RI)
RI
01/04/2000 - 10/03/2016
INVESTORS CAPITAL CORP. (CRANSTON RI)
MA
10/26/1992 - 12/31/1999
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
CA
06/01/1996 - 07/18/1996
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
SD
02/14/1992 - 06/01/1996
NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)
TX
03/04/1992 - 11/04/1992
SUNPOINT SECURITIES, INC. (LONGVIEW TX)
NA
02/04/1988 - 02/03/1992
MONARCH SECURITIES, INC.
NY
06/18/1987 - 02/19/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
06/05/1986 - 07/23/1987
EQUICO SECURITIES, INC.
NA
06/05/1986 - 07/07/1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
NA
12/16/1985 - 04/17/1986
IDS MARKETING CORPORATION
NA
09/03/1985 - 11/21/1985
JOHN HANCOCK DISTRIBUTORS, INC.
NA
12/12/1983 - 08/28/1984
IDS MARKETING CORPORATION
IA
Issued 5/11/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
BC
Issued 12/10/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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