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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Victor Simkus is an investment advisor representative associated with Apollon Wealth Management, LLC. Richard has been in the securities industry since 1984 and has a wide range of experience. Richard has held registrations with several firms over the years including Purshe Kaplan Sterling Investments, Frontier Solutions, LLC, and McDonald Partners LLC. Richard is a Series 7, 63, 65, 31, 99TO, SIE, 8, 9, 10 licensed representative. Richard also holds several designations in areas like Fixed Insurance and Financial Planning. Richard is currently registered in Pennsylvania as an Investment Advisor Representative with Apollon Wealth Management, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
08/16/2021 - Present
Apollon Wealth Management, LLC (NEWTON PA)
PA
01/08/2021 - 09/30/2022
PURSHE KAPLAN STERLING INVESTMENTS (Newtown PA)
PA
01/02/2018 - 12/31/2020
FRONTIER SOLUTIONS, LLC (Newtown PA)
PA
01/04/2010 - 12/31/2017
MCDONALD PARTNERS LLC (NEWTOWN PA)
NJ
11/12/2004 - 12/31/2009
AMERICAN SECURITIES GROUP, INC. (LAWRENCEVILLE NJ)
MO
06/15/2002 - 12/08/2004
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
NC
05/15/1999 - 06/15/2002
CAPTRUST FINANCIAL ADVISORS, LLC (CHARLOTTE NC)
NY
07/31/1993 - 05/20/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NC
05/14/1999 - 05/14/1999
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
05/23/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/22/1984 - 05/31/1988
DEAN WITTER REYNOLDS INC.
IA
Issued 06/15/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/29/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
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