Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Victor Nicolich is a financial professional with over 30 years of experience in the industry. Richard is currently registered with Osaic Wealth, Inc. and holds a Series 63, Series 66, Series 7, SIE, Series 24, Series 4, Series 26, and Series 53 licenses. Richard is a highly experienced investment advisor who has worked with clients in a variety of industries. Richard offers financial planning, portfolio management for businesses and individuals, and pension consulting services. Richard also provides educational seminars and helps clients select other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NY
04/05/2012 - 06/19/2018
LPL FINANCIAL LLC (ROCKY POINT NY)
NY
08/10/2011 - 04/09/2012
INVEST FINANCIAL CORPORATION (PORT JEFFERSON NY)
NY
06/13/2002 - 08/10/2011
UVEST FINANCIAL SERVICES GROUP, INC. (BETHPAGE NY)
NY
02/25/2002 - 06/26/2002
AXA ADVISORS, LLC (NEW YORK NY)
TX
02/13/1997 - 10/02/1998
SUNPOINT SECURITIES, INC. (LONGVIEW TX)
NY
10/19/1995 - 11/25/1996
STERLING FOSTER & COMPANY, INC. (UNIONDALE NY)
NY
08/16/1994 - 10/23/1995
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
05/15/1992 - 07/21/1994
DIME SECURITIES OF NY, INC. (BROOKLYN NY)
NA
12/04/1991 - 11/18/1992
VANTAGE SECURITIES, INC.
WI
03/12/1992 - 05/20/1992
INVEST FINANCIAL CORPORATION (APPLETON WI)
MA
12/06/1990 - 08/29/1991
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/06/1990 - 08/29/1991
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
05/12/1989 - 11/21/1990
G. K. SCOTT & CO., INC. (PLAINVIEW NY)
NY
03/03/1989 - 05/20/1989
BEST INVESTORS GROUP, INC. (HAUPPAUGE NY)
NY
01/22/1987 - 03/10/1989
INVESTORS CENTER, INC. (HAUPPAGUE NY)
NA
08/25/1986 - 01/28/1987
A. G. EDWARDS & SONS, INC.
NA
01/08/1986 - 09/09/1986
LAIDLAW ADAMS & PECK INC.
NA
01/10/1984 - 12/26/1985
BLINDER, ROBINSON & CO.,INC.
NA
10/19/1983 - 01/09/1984
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 03/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/29/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/02/1989
Series 4 - Registered Options Principal Examination
BC
Issued 02/10/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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