Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Viall is an active Registered Representative and Investment Advisor Representative associated with Raymond James Financial Services Advisors, Inc. Richard's career in the financial services industry spans over 19 years. Richard holds Series 7, 31, and 66 licenses. Richard is registered to provide investment services to individuals, businesses, and institutions in Arizona, California, Idaho, Indiana, Minnesota, New Mexico, North Dakota, Oregon, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
05/09/2024 - Present
Raymond James Financial Services Advisors, Inc. (Wenatchee WA)
WA
09/11/2009 - 05/24/2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED (WENATCHEE WA)
WA
08/12/2006 - 09/11/2009
UBS FINANCIAL SERVICES INC. (WENATCHEE WA)
WA
01/06/2006 - 08/12/2006
PIPER JAFFRAY & CO. (WENATCHEE WA)
NY
01/19/2005 - 01/04/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 02/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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