Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Vernon Welch is a financial advisor with Empower Financial Services, Inc. Richard has over 15 years of experience in the financial services industry and holds Series 6, 7, 31, 63, 65, and SIE licenses. Richard has a strong track record of helping clients reach their financial goals. He is passionate about helping people achieve financial security.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
11/08/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
TX
04/13/2015 - 12/04/2017
CAPITAL ONE INVESTING, LLC (Brenham TX)
TX
02/24/2011 - 04/25/2013
TD AMERITRADE, INC. (HOUSTON TX)
TX
10/27/2010 - 12/22/2010
NATIONWIDE SECURITIES, LLC (HOUSTON TX)
TX
08/25/2009 - 05/21/2010
PFS INVESTMENTS INC. (HOUSTON TX)
TX
04/08/2008 - 09/09/2008
MBM SECURITIES, INC. (HOUSTON TX)
TX
10/28/2003 - 03/24/2008
CHARLES SCHWAB & CO., INC. (HOUSTON TX)
TX
06/03/2003 - 09/11/2003
WESTCOTT SECURITIES, LLC (HOUSTON TX)
MA
03/10/2003 - 06/03/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/10/2003 - 06/03/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
06/29/2001 - 03/10/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
MI
10/03/2000 - 07/03/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
BC
Issued 10/29/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/09/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/22/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/04/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 01/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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