Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Pinto is a financial advisor with over 23 years of experience in the financial services industry. Richard is currently registered with Osaic Wealth, Inc., which is a firm that provides financial planning, portfolio management, and other advisory services. Richard has also worked with several other firms such as Sagepoint Financial, Inc., VSR Financial Services, Inc., and Beneficial Investment Services, Inc. Richard is a licensed securities professional and has successfully passed several industry exams, including the Series 6, Series 7, Series 63, and Series 66 exams. Richard specializes in working with individuals, families, and businesses. Richard is also a licensed real estate broker and provides real estate services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
HI
09/01/2023 - Present
Osaic Wealth, Inc. (KANEOHE HI)
HI
02/03/2015 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (KANEOHE HI)
HI
08/05/2009 - 02/02/2015
VSR FINANCIAL SERVICES, INC. (HONOLULU HI)
UT
09/24/2007 - 08/06/2009
BENEFICIAL INVESTMENT SERVICES, INC. (SALT LAKE CITY UT)
HI
09/10/2002 - 08/10/2007
EQUITY SERVICES, INC. (KAILUA HI)
NY
11/12/1999 - 08/16/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 04/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/10/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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